Resumes
Resumes
Chief Compliance Officer
View pageLocation:
Madison, WI
Industry:
Investment Management
Work:
Wipfli Financial Advisors
Chief Compliance Officer
Hewins Financial | Wipfli Hewins Sep 2016 - Jun 2018
Chief Compliance Officer
Baker Tilly Capital Mar 2013 - Aug 2016
Registered Principal, Director of Compliance
Cliftonlarsonallen Feb 2012 - Mar 2013
Senior Compliance Manager
Clifton Gunderson Llp Apr 2008 - Mar 2013
Chief Compliance Officer
Chief Compliance Officer
Hewins Financial | Wipfli Hewins Sep 2016 - Jun 2018
Chief Compliance Officer
Baker Tilly Capital Mar 2013 - Aug 2016
Registered Principal, Director of Compliance
Cliftonlarsonallen Feb 2012 - Mar 2013
Senior Compliance Manager
Clifton Gunderson Llp Apr 2008 - Mar 2013
Chief Compliance Officer
Education:
Sankt-Peterburgskij Gosudarstvennyj Universitet 1988 - 1993
MA, English, French
MA, English, French
Skills:
Securities
Investment Advisory
Due Diligence
Strategic Financial Planning
Wealth Management
Mergers and Acquisitions
Estate Planning
Internal Controls
Asset Management
Investments
Risk Management
Mutual Funds
Financial Reporting
Retirement Planning
Portfolio Management
Eb 5
Finra
Financial Services
Investment Management
Investment Advisory
Due Diligence
Strategic Financial Planning
Wealth Management
Mergers and Acquisitions
Estate Planning
Internal Controls
Asset Management
Investments
Risk Management
Mutual Funds
Financial Reporting
Retirement Planning
Portfolio Management
Eb 5
Finra
Financial Services
Investment Management
Interests:
Soccer
Securities Compliance
Teaching Russian Language
Reading
Securities Compliance
Teaching Russian Language
Reading
Languages:
English
Russian
Spanish
Polish
French
Russian
Spanish
Polish
French