Resumes
Resumes
Senior Corporate Governance And Regulatory Professional
View pageLocation:
2525 Highway 360, Euless, TX 76039
Industry:
Financial Services
Work:
American Beacon Advisors Jun 1, 2011 - Mar 2017
Senior Legal Analyst
American Beacon Advisors Jun 1, 2011 - Mar 2017
Corporate Governance and Regulatory Specialist
American Beacon Advisors Jul 2006 - Jun 2011
Senior Compliance Analyst
American Beacon Advisors Nov 2004 - Jul 2006
Compliance Analyst
Financial Industry Regulatory Authority (Finra) Aug 2003 - Nov 2004
Compliance Examiner
Senior Legal Analyst
American Beacon Advisors Jun 1, 2011 - Mar 2017
Corporate Governance and Regulatory Specialist
American Beacon Advisors Jul 2006 - Jun 2011
Senior Compliance Analyst
American Beacon Advisors Nov 2004 - Jul 2006
Compliance Analyst
Financial Industry Regulatory Authority (Finra) Aug 2003 - Nov 2004
Compliance Examiner
Education:
Baylor University 2001 - 2003
Master of Business Administration, Masters, Business Administration, Business The University of Texas at Austin 1993 - 1997
Bachelors, Bachelor of Business Administration, Management The University of Texas at Austin - Red Mccombs School of Business 1993 - 1997
Bachelors, Bachelor of Business Administration, Management Garland High School 1989 - 1993
Master of Business Administration, Masters, Business Administration, Business The University of Texas at Austin 1993 - 1997
Bachelors, Bachelor of Business Administration, Management The University of Texas at Austin - Red Mccombs School of Business 1993 - 1997
Bachelors, Bachelor of Business Administration, Management Garland High School 1989 - 1993
Skills:
Mutual Funds
Securities
Investments
Finra
Corporate Governance
Asset Management
Equities
Securities Regulation
Portfolio Management
Due Diligence
Fixed Income
Investment Strategies
Sec
Risk Assessment
Internal Audit
Asset Managment
Analysis
Securities
Investments
Finra
Corporate Governance
Asset Management
Equities
Securities Regulation
Portfolio Management
Due Diligence
Fixed Income
Investment Strategies
Sec
Risk Assessment
Internal Audit
Asset Managment
Analysis
Certifications:
Certified Securities Compliance Professional
Certified Diligent Administrator
National Society of Compliance Professionals
Diligent Corporation
Certified Diligent Administrator
National Society of Compliance Professionals
Diligent Corporation