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Laura Beth Free

from Garland, TX
Age ~50

Laura Free Phones & Addresses

  • Garland, TX
  • Lascassas, TN
  • Plano, TX
  • 8085 Lawrence Woods Blvd, Indianapolis, IN 46236
  • 7959 Bitternut Dr, Indianapolis, IN 46236
  • McCordsville, IN
  • Mokena, IL
  • Greenfield, IN
  • Lovettsville, VA

Work

Company: 1st global Feb 1, 2012 to Jul 1, 2014 Position: Regulatory principal consultant

Skills

Finra • Securities • Series 24 • Series 7 • Mutual Funds • Risk Management • Financial Services • Series 63 • Insurance • Aml • Investments • Investment Advisory • Uniform Combined State Law • Wealth Management • Fixed Annuities • Equities • Financial Advisory • Retirement • Compliance • Life Insurance • Training • Series 65 • Kyc • Variable Annuities • Anti Money Laundering • Asset Management • Employee Benefits • Ofac • Asset Managment

Ranks

Certificate: Series 7, 24, 53 and 66

Industries

Financial Services

Resumes

Resumes

Laura Free Photo 1

Supervisory Principal

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Location:
8085 Lawrence Woods Blvd, Indianapolis, IN 46236
Industry:
Financial Services
Work:
1St Global Feb 1, 2012 - Jul 1, 2014
Regulatory Principal Consultant

Lpl Financial Feb 1, 2012 - Jul 1, 2014
Supervisory Principal

Oneamerica Nov 2010 - Dec 2011
Regional Compliance Manager

Axa Advisors Feb 1, 2004 - Nov 1, 2010
Branch Compliance Manager

Massmutual Financial Group May 2001 - Nov 2003
Branch Compliance Manager
Skills:
Finra
Securities
Series 24
Series 7
Mutual Funds
Risk Management
Financial Services
Series 63
Insurance
Aml
Investments
Investment Advisory
Uniform Combined State Law
Wealth Management
Fixed Annuities
Equities
Financial Advisory
Retirement
Compliance
Life Insurance
Training
Series 65
Kyc
Variable Annuities
Anti Money Laundering
Asset Management
Employee Benefits
Ofac
Asset Managment
Certifications:
Series 7, 24, 53 and 66
Finra
Laura Beth Free from Garland, TX, age ~50 Get Report