Resumes
Resumes
Principal Examiner
View pageLocation:
Red Bank, NJ
Industry:
Financial Services
Work:
Nasd Jul 2017 - Sep 2019
Associate Principal Examiner
Financial Industry Regulatory Authority (Finra) Jul 2017 - Sep 2019
Principal Examiner
Smallwood Wealth Management Apr 2013 - Feb 2017
Wealth Planning Associate
Jefferies Jan 2009 - Dec 2011
Equity Floor Trader
Jefferies Sep 1998 - Dec 2008
Equity Clerk
Associate Principal Examiner
Financial Industry Regulatory Authority (Finra) Jul 2017 - Sep 2019
Principal Examiner
Smallwood Wealth Management Apr 2013 - Feb 2017
Wealth Planning Associate
Jefferies Jan 2009 - Dec 2011
Equity Floor Trader
Jefferies Sep 1998 - Dec 2008
Equity Clerk
Education:
Ocean County College 1994 - 1996
Associates, Business Administration, Business
Associates, Business Administration, Business
Skills:
Investments
Series 7
Securities
Series 63
Equity Trading
Financial Markets
Options
Trading Systems
Life Insurance
Health Insurance
Accident Insurance
Series 7
Securities
Series 63
Equity Trading
Financial Markets
Options
Trading Systems
Life Insurance
Health Insurance
Accident Insurance