Resumes
Resumes
![Jerome Whalen Photo 1 Jerome Whalen Photo 1](/img/not-found.png)
Principal Investigator
View pageLocation:
233 Yale Dr, Lincroft, NJ 07738
Industry:
Financial Services
Work:
Fidelity Investments Jul 1, 2013 - Jun 2017
Senior Compliance Advisor
Financial Industry Regulatory Authority (Finra) Jul 1, 2013 - Jun 2017
Principal Investigator - Enforcement Department
Fidelity Investments Jul 1, 2013 - Jun 2017
Compliance Officer
Fidelity Investments Apr 2010 - Jul 2013
Director, Risk Management Proprietary Trading
Fidelity Investments Jul 2005 - Jul 2013
Director, Market Risk
Senior Compliance Advisor
Financial Industry Regulatory Authority (Finra) Jul 1, 2013 - Jun 2017
Principal Investigator - Enforcement Department
Fidelity Investments Jul 1, 2013 - Jun 2017
Compliance Officer
Fidelity Investments Apr 2010 - Jul 2013
Director, Risk Management Proprietary Trading
Fidelity Investments Jul 2005 - Jul 2013
Director, Market Risk
Education:
St. John's University 1980 - 1984
Bachelors St. John's University 1979 - 1983
Bachelors, Communication
Bachelors St. John's University 1979 - 1983
Bachelors, Communication
Skills:
Sec and Finra Regulations Compliance Advisor
Financial Risk
Financial Services
Risk Management
Banking
Customer Service
Financial Analysis
Microsoft Office
Finance
Project Management
Investments
Process Improvement
Financial Risk
Financial Services
Risk Management
Banking
Customer Service
Financial Analysis
Microsoft Office
Finance
Project Management
Investments
Process Improvement
![Jerome Whalen Photo 2 Jerome Whalen Photo 2](/img/not-found.png)