Resumes
Resumes
Senior Financial Services Professional
View pagePosition:
Senior Financial Services Professional at Currently Exploring New Oportunities
Location:
Greater Seattle Area
Industry:
Financial Services
Work:
Currently Exploring New Oportunities since Feb 2012
Senior Financial Services Professional
Symetra Financial - Symetra Investment Services Jan 2010 - Jan 2012
Product Education Manager / Product Due Diligence / Registered Principal
Symetra - Bellevue, WA Sep 2008 - Jan 2010
Securities Compliance Manager / Registered Principal
Pacific West Financial Group - Renton, WA Sep 2004 - Aug 2008
Product Specialist / Compliance Associate / Registered Principal
Ameriprise Financial Services, Inc. (f.k.a. American Express Financial Advisors, Inc.) - Bellevue, WA Jun 2002 - Sep 2004
Field Compliance Supervisor / Registered Principal (OSJ Branch Manager)
Senior Financial Services Professional
Symetra Financial - Symetra Investment Services Jan 2010 - Jan 2012
Product Education Manager / Product Due Diligence / Registered Principal
Symetra - Bellevue, WA Sep 2008 - Jan 2010
Securities Compliance Manager / Registered Principal
Pacific West Financial Group - Renton, WA Sep 2004 - Aug 2008
Product Specialist / Compliance Associate / Registered Principal
Ameriprise Financial Services, Inc. (f.k.a. American Express Financial Advisors, Inc.) - Bellevue, WA Jun 2002 - Sep 2004
Field Compliance Supervisor / Registered Principal (OSJ Branch Manager)
Education:
University of Washington
Bachelor of Arts (B.A.)
Bachelor of Arts (B.A.)
Vice President Of Operations And Chief Compliance Officer
View pageLocation:
Seattle, WA
Work:
Reliance Investing, Inc.
Vice President of Operations and Chief Compliance Officer
Vice President of Operations and Chief Compliance Officer
Skills:
Life Insurance
Health Insurance
Disability Insurance
Health Insurance
Disability Insurance