Resumes
Resumes
Compliance Officer - Senior Director
View pageLocation:
New York, NY
Industry:
Financial Services
Work:
General Atlantic
Compliance Officer - Senior Director
Entrust Capital Mar 2015 - Feb 2016
Compliance Associate
Mkp Capital Management, L.l.c. Mar 2012 - Mar 2013
Compliance Legal Assistant
Recovery Specialist Feb 2011 - Mar 2012
Director of Contracts and Credentialing
Togut Segal & Segal Llp Jan 2006 - Feb 2011
Paralegal
Compliance Officer - Senior Director
Entrust Capital Mar 2015 - Feb 2016
Compliance Associate
Mkp Capital Management, L.l.c. Mar 2012 - Mar 2013
Compliance Legal Assistant
Recovery Specialist Feb 2011 - Mar 2012
Director of Contracts and Credentialing
Togut Segal & Segal Llp Jan 2006 - Feb 2011
Paralegal
Education:
New England College of Business 2013 - 2014
Masters, Ethics, Business St. John's University 2000 - 2004
Bachelors, Bachelor of Science, Legal Studies Long Island University 1999 - 1999
Masters, Ethics, Business St. John's University 2000 - 2004
Bachelors, Bachelor of Science, Legal Studies Long Island University 1999 - 1999
Skills:
Bankruptcy
Corporate Governance
Legal Research
Litigation Support
Westlaw
Corporate Law
Securities Regulation
Risk Management
Financial Regulation
Legal Compliance
Business Ethics
Investments
Mergers and Acquisitions
Due Diligence
Investment Advisers Act
Investment Advisor Compliance
Compliance Training
Securities
Anti Money Laundering
Private Equity
Financial Risk
Legal Writing
Financial Services
Code of Conduct
Code of Ethics
Policies and Procedures Development
Policies and Procedures
Employee Training
Regulatory Requirements
Regulatory Filings
Corporate Governance
Legal Research
Litigation Support
Westlaw
Corporate Law
Securities Regulation
Risk Management
Financial Regulation
Legal Compliance
Business Ethics
Investments
Mergers and Acquisitions
Due Diligence
Investment Advisers Act
Investment Advisor Compliance
Compliance Training
Securities
Anti Money Laundering
Private Equity
Financial Risk
Legal Writing
Financial Services
Code of Conduct
Code of Ethics
Policies and Procedures Development
Policies and Procedures
Employee Training
Regulatory Requirements
Regulatory Filings
Interests:
Children
Civil Rights and Social Action
Politics
Education
Disaster and Humanitarian Relief
Animal Welfare
Arts and Culture
Civil Rights and Social Action
Politics
Education
Disaster and Humanitarian Relief
Animal Welfare
Arts and Culture
Certifications:
Certified Healthcare Compliance
Certified Compliance and Ethics Professional
Health Care Compliance Association (Hcca)
Society of Corporate Compliance and Ethics (Scce)
Certified Compliance and Ethics Professional
Health Care Compliance Association (Hcca)
Society of Corporate Compliance and Ethics (Scce)
Ashleigh Brogan New York, NY
View pageWork:
MKP Capital Management, LLP
New York, NY
2012 to 2013
Legal Assistant, Legal & Compliance
Togut Segal & Segal
New York, NY
2006 to 2011
Senior Bankruptcy Paralegal
LaMonica Herbst & Maniscalco, LLP
Wantagh, NY
2004 to 2006
Bankruptcy Paralegal
New York, NY
2012 to 2013
Legal Assistant, Legal & Compliance
Togut Segal & Segal
New York, NY
2006 to 2011
Senior Bankruptcy Paralegal
LaMonica Herbst & Maniscalco, LLP
Wantagh, NY
2004 to 2006
Bankruptcy Paralegal
Education:
New England College of Business & Finance
Boston, MA
Jan 2015
M.Sc. in Business Ethics and Compliance
St. John's University
Queens, NY
May 2004
B.S. in Legal Studies
Boston, MA
Jan 2015
M.Sc. in Business Ethics and Compliance
St. John's University
Queens, NY
May 2004
B.S. in Legal Studies